Fee & Commission

Trade-Related Services

Items	Charges	Remarks
Commission	0.25%; min. HKD100	on transaction amount
Transaction Levy (SFC)	0.0027%
Transaction Levy (FRC)	0.00015%
Trading Fee (HKEX)	0.00565%
CCASS Stock Settlement Fee	0.005%; min HKD5.00
Stamp Duty	HKD1 for every HKD1,000 on transaction amount	round up to the nearest dollar

Scrip Handling and Settlement-Related Services

Items	Charges
Physical Scrip
Physical Scrip Deposit Fee (HKSAR)	HKD5 for each transfer deed
Physical Scrip Withdrawal Fee	HKD5 / board lot & min HKD50 per stock
CCASS Settlement Instruction (S.I.)
S.I. Scrip Receipt Through CCASS	Free
S.I. Scrip Delivery Through CCASS	0.01% of each stock market value on settlement day (using closing prices of previous trading day), min. HKD5 / max. HKD300 per side per SI transaction and HKD50 per transaction
Against Payment with the settlement account on the settlement day	Free
Real-time Settlement Instruction	HKD300
Investor Settlement Instruction Fee (I.S.I)
I.S.I. Scrip Receipt Through CCASS	Free
I.S.I. Scrip Delivery Through CCASS	HKD20 per stock
Against Payment with the settlement account on the settlement day	Free
Nominee Services and Corporate Actions
Scrip Fee	HKD2.5 per board lot
Collection Fee of Cash/Scrip Dividend	0.5% of dividend amount, min. HKD20
Collection Fee of Bonus Shares	HKD20 per stock
Collection Fee of Rights Issue Entitlement Fee	Free
Fee for Rights Exercise/Excess Rights Application	HKD0.8 per board plus HKD50 handling fee per transaction
Fee for Warrants Exercise
Fee for Privatization or Tendering Shares Under a Takeover Bid
Corporate Action Fee for Auto-exercise Covered Warrants	HKD1 per board lot

Account Maintenance and Other Services

Items	Charges
Account Charges
Cash Account Overdue Interest	Bank Prime Rate + 10%
Handling Fee for IPO Application	HKD100 per transaction
Compulsory Share Buy-back Fee (HKSCC)	0.5% of each stock transaction amount on settlement day or amounts specified by HKSCC
Fee for Claiming Unclaimed Entitlement	0.5% of gross dividend amount, min HKD20 plus HKD300 Handling Fee per stock and HKD200 Handling Fee per stock collected by HKSCC
Service Fee for Retrieving Monthly Statement	The latest 3 months – Free Over 3 months to 1 year – HKD50 per month Over 1 year to 3 years – HKD100 per month Over 3 years to 7 years – HKD500 per month
Service Fee for Receiving Hard Copy Statement by Mail	HKD50 for each account per month
Account Balance Confirmation Letter	HKD200 per letter
Custody Fee	Free
Handling Fee for Capital Investment Entrant Scheme	HKD10,000 per annum
Banking Service Charges
Telegraphic Transfer	HKD200 per transaction plus extra bank charges (deduct from the remittance proceeds by bank)
Returned Cheque Charge	HKD100 per cheque
Stop Payment Charge	HKD200 per transaction
Local Bank Fund Transfer (CHATS)	HKD200 per transaction

Information Service
Real-time Quote Service	Monthly Fee	Deposit	Remarks
AAStocks	HKD338 per month	HKD338 per month	Service deposit must be paid in advance upon subscription